Wednesday, May 01, 2019

The LGBT Plaintiffs in the SCOTUS Title VII Cases Do Not Rely on Changed Meaning

by Michael C. Dorf

In my latest Verdict column, I discuss the textualist argument for finding that Title VII covers LGBT discrimination, an issue on which the SCOTUS granted cert last week. I more or less endorse the view expressed by Chief Judge Katzmann of the US Court of Appeals for the Second Circuit: (1) The prohibition on discrimination based on sex encompasses a prohibition on discrimination based on sexual orientation or gender identity because of the necessary connection between both of the latter and sex; and (2) the case law already forbids much sex-role stereotyping of precisely the sort that is ingredient in LGBT discrimination. I consider counter-arguments that purport to work within textualism and find them lacking. I conclude therefore that the only plausible basis for ruling against the plaintiffs would have to rely on the fact that in 1964 the Congress that enacted Title VII did not subjectively intend or expect to forbid LGBT discrimination.

One could frame the issue somewhat differently. On DoL last week Prof Segall praised the "honesty" of Judge Posner, who characterized his court's determination that Title VII covers LGBT discrimination this way: "we, who are judges rather than members of Congress, are imposing on a half-century-old statute a meaning of ‘sex discrimination’ that the Congress that enacted it would not have accepted."

Although Prof Segall and I reach the same bottom line and take broadly similar views about these cases, here I'm going to push back a little against that characterization. My main objection concerns Judge Posner's use of the word "meaning." When courts say that "sex discrimination" encompasses sexual orientation and gender identity discrimination even though the Congress that forbade sex discrimination in employment would not have expected or endorsed that conclusion, they are not imposing a new "meaning" on the term "sex discrimination." Rather, they are holding that the meaning of "sex discrimination" has entailments that the 1964 Congress did not realize. That might seem like splitting hairs, but the difference has implications for the persuasiveness of the plaintiffs' argument with self-described textualist justices.

Sometimes the meaning of a legal text could be said to change because of what the literature terms "semantic drift." Let's take a fairly well-known constitutional example. Article IV, Sec. 4 places a duty on the federal government to protect states that seek the former's aid against "domestic violence." In the late 18th century, that term meant something like rebellion but had not yet acquired the additional meaning it has today of intra-familial violence. Suppose, however, that a state legislature found that it lacked sufficient resources to combat a scourge of child and spousal abuse and thus sought additional resources from Congress. Would Congress have an obligation to provide such resources?

Nearly everyone would say no. Originalists would say no because for them semantic drift cannot be a basis for changed interpretation. To an originalist, original public meaning simply is constitutional meaning. For non-originalists like me, semantic drift could in theory be the basis for a conclusion that a provision of the Constitution has acquired a new meaning, but, as I wrote here, there has been very little semantic drift on matters of importance. And even where there has been semantic drift--as in the "domestic violence" example--ordinary tools of interpretation, such as attention to context, will usually suffice to rule out some unexpected interpretation. Accordingly, semantic drift is not a very important phenomenon as a practical matter.

Nor does the argument for the plaintiffs in the SCOTUS Title VII cases rely on semantic drift. They are not saying "the meaning of sex discrimination has changed," but rather that "we now realize that sex discrimination encompasses discrimination based on sexual orientation or gender identity, because we are no longer blinded by our prejudices."

But wait. Hasn't there been some changed meaning too? In 1964 and indeed, until very recently, it was conventional to say that sex was a biological category while gender was a social one, so that one form of sex discrimination consisted of insisting on gender-stereotypical behavior associated with a particular sex. In recent years, however, and mostly due to efforts by and on behalf of transgender activists, many people have come to see sex itself as a social category or perhaps as a complex of mental states, but not as simply a biological state of genes and/or anatomy. When trans folk say they would prefer references to "sex assigned at birth" to "biological sex" or the like, they are making the point that sex is not simply a fact in the world but a result of social norms and practices.

Not everyone accepts that sex is a socially constructed category. For example, here is an argument by MIT philosophy professor Alex Byrne for the proposition that sex is not socially constructed. Who's right? Let me suggest that it doesn't matter, for two reasons.

First, the right of people who are trans, non-binary, genderqueer, or otherwise non-traditional to live their lives as they see fit without suffering discrimination or opprobrium should not in any way depend on whether sex is a socially constructed category. (In another essay on a related subject, Byrne appears to agree. There, he says that "a philosophically sound case for treating everyone with dignity and respect has absolutely no need of" the related claim that sex is not binary.)

Second, the argument that transgender discrimination is a species of sex discrimination in the Title VII cases is perfectly compatible with the notion that sex is a biological rather than a social category. Put differently, whatever one thinks about whether sex should now be understood as a social category, the Court can respect the presumed semantic intention of the Congress that adopted Title VII to use "sex" as a biological category and still rule for the plaintiffs. Indeed, that is more or less how the lower courts that ruled for the plaintiffs proceeded.

To be sure, there is language in some of the lower court opinions that might be thought to rely on notions of sex as social rather than biological. Consider the following statement from the Sixth Circuit in the transgender Title VII case which the SCOTUS has decided to review: "discrimination 'because of sex' inherently includes discrimination against employees because of a change in their sex. Here there here is evidence that [the employer] at least partially based his employment decision on [the employee's] desire to change her sex."

One might think that the possibility of a "change" in sex implies that sex is social rather than biological, but it turns out that's not right. A status can be biological but also mutable. Pregnancy is an example. So are a host of other biological conditions. Moreover, even if a transphobic employer were to say that sex cannot be changed--because this employer defines sex chromosomally--the employer's decision to fire the trans employee would still be based on sex as a biological category, because the employer would be treating an employee who wants to live as a woman but has XY chromosomes and is thus, from the employer's perspective, a man, differently from an XX employee who wants to live as a woman. The conception of sex as used in Title VII as a biological category provides affirmative support for the trans plaintiff's case.

To be clear, I don't mean to be taking a position on whether sex is in some sense really a biological or social category. My very limited point here is simply that the argument for the trans plaintiff in the SCOTUS Title VII case does not rely on the claim that sex is socially constructed. It works perfectly well treating "sex" in Title VII as referring to biological categories of male and female--which is undoubtedly how the 1964 Congress would have understood the term. Accordingly, the contention of some trans activists and their allies that (in other contexts) sex is socially constructed does not turn the current cases into changed-meaning cases.

In the end, the LGBT cases before the SCOTUS seek dynamic statutory interpretation in a way that should be very familiar from related constitutional cases. The framers and ratifiers of the Fourteenth Amendment didn't intend or expect that they were forbidding de jure racially segregated schools or most forms of official sex discrimination. Originalists have nonetheless made their peace with Brown v. Board and Frontiero v. Richardson (which first applied heightened scrutiny to sex-based classifications) by accepting that the fixed meaning of the concept of "equal protection" has entailments that the framers and ratifiers did not anticipate. These were cases of changed understandings of facts and the erosion of prejudices that blinded earlier generations; they are not cases of changed meaning; neither are the LGBT Title VII cases.

10 comments:

Joe said...

So, contra to Scout in "To Kill a Mockingbird," entailments aren't necessarily bad?

Anyway, in comments in Prof. Segall's post, I referenced a brief RBG concurrence in a case a few months back that might have been looking at these cases to discuss how statutory text might have implications that were not originally fully understood.

Also, Linda Greenhouse's column on the behind the scenes deliberations and crafting of the questions presented leads me to be somewhat hopeful at least one of the conservatives will vote on the side of the LGBT claimants.

Jim said...

This post and the corresponding Verdict column are extremely well and clearly argued. And yet, I bet a dollar that at least four -- and, depressingly, probably five -- of the so-called "originalist" Supreme Court justices will assert some version of Justice Roberts' argument in the same-sex marriage case -- i.e., that activists are trying to subvert the democratic process by using the courts to achieve a result that the enacting Congress did not envision when it prohibited discrimination "because of sex."

Eric Segall said...

Mike, by this sentence, “That might seem like splitting hairs, but the difference has implications for the persuasiveness of the plaintiffs' argument with self-described textualist justices,” are you making a tactical or substantive argument or both?

Unknown said...

A critical analysis of both Judge Lynch’s and Sykes’ dissents on this issue would have enhanced your arguments.

Coyote said...

You should know that I have absolutely no problem with your approach here, Professor Dorf! I completely agree with your logic in regards to this.

That said, though, for an "old originalist," the crucial question might be this--did the US Congress who enacted this law intend for this law to have an evolving application? In other words, did the people in the US Congress at the time believe that this law could be used for purposes in the future which they did not intend--and were they okay with this? Indeed, I think that these are the questions that someone such as Raoul Berger or Alfred Avins would have asked if they would have still been alive right now.

Coyote said...

BTW, this is called the sense-reference distinction and Chris Green has previously written about this.

Coyote said...

Also, as a side question, if one consistently applies this logic, wouldn't it logically follow that, say, allowing a female-bodied person to write "Female" on their documents while refusing to allow a male-bodied person (one who does not get any operations or take any female hormones) to write "Female" on their documents would likewise be a case of sex discrimination? After all, a female-bodied person (or a person of the female sex, if you prefer) is quite literally allowed to do something that a male-bodied person (or a person of the male sex, if you prefer) isn't allowed to do.

In addition, Yes, this logic would likewise apply in reverse as well. Specifically, allowing a male-bodied person to write "Male" on their documents while refusing to allow a female-bodied person (one who does not get any operations or take any male hormones) to write "Male" on their documents would likewise be a case of sex discrimination using this logic.

Michael C. Dorf said...

Okay, so . . .

Eric: It's both tactical and substantive. Tactical: We need to work within the textualist paradigm to win supposedly textualist justices. Substantive: I think there are narrow circumstances in which a court could ascribe a changed meaning to a statute or constitutional provision, so I part company with textualists and originalists on that theoretical point, but I don't think this is properly a changed meaning case.

rjh1954: My Verdict column discusss the Lynch dissent, which I thought was better. I can't discuss everything!

Coyote: I agree that old-style originalism (or intentionalism) can operate at the meta-level you describe. I have not seen evidence that there was meta-intent here.

Coyote again: The claim on behalf of the plaintiffs is not that all sex distinctions are invalid; that's why I say in the column that Judge Lynch is mistaken in saying that the plaintiffs are using the wrong sense of "discriminate"; allowing men but not women to write "men" on their docs would not ordinarily be invidious. Whether it would be invidious as applied to a transgender person who identifies but has not undergone hormone treatment or surgery is a somewhat harder question than the one currently before the Court, which is whether an employer can simply fire an employee for BEING trans. I think the answer to that harder question should be that, absent some very good reason, employers should respect employees' gender identity w/o regard to bodily changes, but that's not yet presented.



Shag from Brookline said...

At 9"32 PM Coyote asks:

" ... -did the US Congress who enacted this law intend for this law to have an evolving application? In other words, did the people in the US Congress at the time believe that this law could be used for purposes in the future which they did not intend--and were they okay with this?"

Is such intent determined collectively or selectively for each house of Congress? Or is it determined via political 20-20 hindsight? Also, does the intent of the president signing on to Congress' bill have relevance?

Joe said...

Shag asks good questions.

Would a general approach be used [Victoria Nourse, e.g., wrote "Misreading Law, Misreading Democracy" -- who has some federal legislative experience -- says courts repeatedly misunderstand how laws are made & putting out an argument of how they should interpret the law as a whole]?

Or, would we be more specific? The Democrats in the 1960s very well might be more open to evolving applications (the accepted norm at the time) than let's say if the law was passed in a more conservative, restrained time.